Uniform securities agent state law examination

The Uniform Securities Agent State Law Examination, commonly referred to as the Series 63, is developed by NASAA and is administered by FINRA. The examination is designed to qualify candidates as securities agents within a state; nearly all states require individuals to pass the Series 63 as a condition of state registration.
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A test required in some states for all registered representatives who are employees of member firms of the NASD or over-the-counter broker.