Registered representative

A Registered Representative, also called a General Securities Representative or an Account Executive, is an individual who is licensed to sell securities and has the legal power of an agent.Registered Representatives usually work for broker-dealers licensed by the Securities Exchange Commission (SEC) and the Self Regulatory Organizations (SRO) of the New York Stock Exchange (NYSE) and National Association of Securities Dealers (NASD). Recently the enforcement arm of the NYSE and NASD have combined to be known as as the Financial Industry Regulatory Authority (FINRA). Passing the FINRA administered Series 7 and Series 63 examinations are required to become a Registered Representative.
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Noun
1. someone in charge of a client's account for an advertising agency or brokerage or other service business
(synonym) account executive, account representative, customer's broker, customer's man
(hypernym) businessperson, bourgeois

A person registered with the C.F.T.C. who is employed by, and soliciting business for, a commission house or futures commission merchant.